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Sarbanes-Oxley Commentary

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Subject/Author's	Title	Publication Source	Date
SOX impact Tim Leech	Sarbanes-Oxley Act: The Whole Truth and Nothing But the Truth	Global Risk Regulator	May 2003
Cautions on SOX Tim Leech	Sarbanes-Oxley Act: Look Before You Leap	Global Risk Regulator	June 2003
Observations on SOX Regulation Tim Leech	Sarbanes-Oxley Act: Where Will the Cops Set the Real Limits?	Global Risk Regulator	July/August 2003
SOX legal risks	Sarbanes-Oxley Act: White Lies and Legal Risk	Global Risk Regulator	September 2003
SOX vs Basel Operational Risk Reforms Tim Leech	Sarbanes-Oxley Act: Basel II vs Sarbanes-Oxley Act: Which Wins?	Global Risk Regulator	October 2003
SOX danger points Tim Leech	Sarbanes-Oxley Act: Hidden Shoals for the Unwary	Global Risk Regulator	November 2003
SOX danger points Tim Leech	Hidden Shoals for the Unwary	Compliance Week	November 11, 2003
SOX cautions Tim Leech	Sarbanes-Oxley Act: Will Cramming for SOX 404 Exams Be Enough to Get a Passing Grade?	Global Risk Regulator	January 2004
SOX progress commentary Tim Leech	First Season in the SOX League	Global Risk Regulator	February 2004
SOX pitfalls Tim Leech	Common SOX 302/404 Mistake: Not Assessing Controls Over Notes & Supplemental Disclosures	Compliance Week	February 17, 2004
SOX cost commentary Tim Leech	Controlling the High Cost of SOX: Avoid Costly Potentially Fatal Mistakes	Compliance Week	March 23, 2004
SOX core elements Tim Leech	Distilling SOX 302, 404 & 906	Compliance Week	May 25, 2004
SOX & external auditors Tim Leech	Moody’s Questions Ability to Audit Around Deficiencies	Compliance Week	December 7, 2004
SOX commentary	Shock News – SOX is working	Global Risk Regulator	February 2005
SOX commentary Tim Leech	SOX Yielding “Grade A” Opinions, So Who’s Getting “C”s?	Compliance Week	February 8, 2005
SOX effectiveness Tim Leech	Sarbanes-Oxley – Will the SEC Admit It Got It Wrong?	Global Risk Regulator	June 2005
SOX commentary Tim Leech	SOX 404 & Dangers of Control Frameworks	Thomson Reuters Cost Management	June 2010